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With SEC, UBS Concurres To wages $10M To Settle Agreements Sale Infringement Charges

A unit of UBS Group AG UBS 0.41% is paying $10 million to settle accuses of the United States Securities and Exchange Commission that it disrupted norms concerning offering need to little speculators in the acquisition of city bonds. What Happened The SEC said Monday it found that UBS Financial Read more…

By Lisa Brown, 5 yearsJuly 21, 2020 ago

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